Compliance Testing Director

Company: Capital One
Location: Plano
Posted on: March 29, 2025

Job Description:

Compliance Testing DirectorThe Compliance Testing Director oversees transaction testing and control testing for the purpose of validating that processes and controls are designed effectively to sufficiently mitigate the risk of the applicable requirements and are operating as intended. The Compliance Testing Director is responsible for assuring testing is performed with high quality that is executed by compliance testers.Responsibilities:

• Manage staffing assignments to ensure successful completion of calendar commitments
• Develop and sustain an evolving risk based approach to optimize testing coverage and review of high/emerging risks
• Invest in associate development to ensure high quality results, an environment where innovation is fostered, advancement of skills and maintenance of a positive and productive work environment
• Lead the annual calendar planning for compliance testing for the Auto division and Fair and Responsible Banking requirements
• Sustain a cadence of continuous improvement, and develop plans to implement enhancements
• Review the work product of the team for accuracy, completeness and ensuring correct framing of risks
• Formally document and present results from compliance testing to senior management and executives
• Establish and maintain strong relationships with compliance and business partners at all levels
• Provide support to audit and exams as needed
• Consistently demonstrate strong problem solving, conceptual, writing, verbal, negotiation and leadership skillsBasic Qualifications:
  • Bachelor's Degree or military experience
  • At least 8 years of risk, compliance, audit or legal experience within the financial services industry
  • At least 4 years of people management experiencePreferred Qualifications:
    • Master's degree or Juris Doctorate
    • 9+ years of compliance testing experience
    • 5+ years of financial services consumer compliance monitoring experience
    • Certified Regulatory Compliance Manager (CRCM) accreditationAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.Plano, TX: $181,800 - $207,500 for Compliance Testing DirectorCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to .Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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Keywords: Capital One, Plano , Compliance Testing Director, Executive , Plano, Texas