FINRA Licensed Compliance Consultant

Company: VirtualVocations
Location: Arlington
Posted on: February 4, 2025

Job Description:

A company is looking for a Compliance Supervision Consultant.

Key Responsibilities

Review investment transactions to ensure compliance with regulations and company policies
Conduct thorough reviews of new accounts and related paperwork
Support advisors and clients in navigating compliance-related issues

Required Qualifications

Bachelor's degree
2-3 years of experience in the financial industry
FINRA Series 7 and 24 Licenses OR FINRA Series 7, 9 and 10 Licenses required
Proficiency with Microsoft Word, Excel, Adobe, and SharePoint

Keywords: VirtualVocations, Plano , FINRA Licensed Compliance Consultant, Professions , Arlington, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

Let Arlington recruiters find you. Post your resume for free!

Get Arlington Professions jobs via email.

View more Plano Professions jobs

Other Professions Jobs

CDL A Company Driver OTR
Description: br br br CDL A Company Driver OTR br br MORE MILES, MORE HOME TIME br br TIMCO has openings for OTR Drivers. At TIMCO Drivers get more miles, good pay and more home time. br
Company: Timco Logistics Systems, LLC
Location: Irving
Posted on: 02/3/2025

CDL-A Intermodal Truck Driver - Owner Operator
Description: br br CDL-A Intermodal Owner Operator - Yearly Salary: 52,000 - 208,000 / Year Looking for an intermodal career with great weekly pay, a dependable schedule, and less hassle Forward
Company: Forward
Location: Irving
Posted on: 02/3/2025

CDL-A Regional Drivers: Earn Top Pay with High Miles, Weekly Pay Guarantee
Description: br br NOW HIRING REGIONAL DRIVERS HIGH MILES, GREAT PAY Starting at .62 CPM to .70 CPM Weekly Minimum Guaranteed Pay Speak to a recruiter now 844 253-3231 Midwest Regional Start at 62 CPM (more...)
Company: K&B Transportation
Location: Garland
Posted on: 02/3/2025

Salary in Plano, Texas Area | More details for Plano, Texas Jobs |Salary

Quality Inspector
Description: Gexpro Services br br Company Overview: Gexpro Services is a world-class Supply Chain Services outsource provider, specializing in developing and managing production inventory management programs. (more...)
Company: Gexpro Services
Location: Irving
Posted on: 02/3/2025

CDL A Truck Driver - West Coast Freight - GREAT HOME TIME
Description: br br br CDL A Truck Driver - West Coast Freight - GREAT HOME TIME br br Company Perks br ul li FAMILY OWNED AND OPERATED REFEER COMPANY br li 1800.00 plus per week 90k per year (more...)
Company: Freight Logistics, Inc
Location: Garland
Posted on: 02/3/2025

AML Consultant (Regulatory Exam) Location: Hybrid in Dallas, TX or Tempe, AZ
Description: Title: AML Consultant Regulatory Exam br br Make your application after reading the following skill and qualification requirements for this position. br Location: Hybrid in Dallas, TX or Tempe, (more...)
Company: INSPYR Solutions
Location: Irving
Posted on: 02/3/2025

Driver Contractors With or Without Own Tow Vehicle Local Regional OTR and Next Day Pay
Description: br br br Driver Contractors With or W/O Own Tow Vehicle br Great Pay - Next Day br Local, Regional OTR Class A or B br br Be your own boss br br Company Profile: br br TruckMovers (more...)
Company: TruckMovers
Location: Garland
Posted on: 02/3/2025

Solutions Analyst
Description: Solutions Analyst br br US-TX-Irving br br Job ID: 32678 br Type: Full-Time br of Openings: 1 br Category: Sales Support br CUSA SW Regional Office br br About the Role br br (more...)
Company: Canon U.S.A., Inc.
Location: Irving
Posted on: 02/3/2025

Mobile Technician
Description: Mobile Technician br br Job ID br br 194780 br br Posted br br 21-Nov-2024 br br Service line br br GWS Segment br br Role type br br Full-time br br Areas of Interest (more...)
Company: CBRE
Location: Garland
Posted on: 02/3/2025

OTR Team CDL-A Company Truck Drivers
Description: Now Hiring Regional Class A CDL Team Drivers Call Us 800 -357-7178 Life on the road isn t always easy but it gets a lot better when your team finds the support, pay, and appreciation it deserves. At (more...)
Company: Transco Lines
Location: Irving
Posted on: 02/3/2025

Loading more jobs...

FINRA Licensed Compliance Consultant

Didn't find what you're looking for? Search again!

Other Professions Jobs

Log In or Create An Account